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Self-defence and prevention of crime are not strictly
defences, but justification for the use of force
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Self-defence and
prevention of crime
are not really
defences but can justify the actions of the accused. There is no
denial that the accused
acted with the necessary mens rea but that he was justified in so doing.
The force used can be
against a person or damage to property.
If D claims justified use of force, the prosecution has to disprove this beyond
reasonable doubt.
Beckford v R
[1988]
Lord Griffiths
"...self
defence, if raised as an issue in a criminal trial, must be disproved by
the prosecution."
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The use of
force is justified in self-defence or prevention of crime |
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Self-defence
Prevention of crime |
Often referred to as...
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Private defence (common law) e.g. self-defence |
The private defences
are concerned with using reasonable force in self-defence, defence of others,
defence of property, ejecting trespassers.
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Public defence (statute based)
e.g. prevention of crime |
The public defences are
concerned with using reasonable force in the prevention of crime or to effect a
lawful arrest. |
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There is some overlap |
Force can be justified
in
self-defence (defending
yourself from as assault) and preventing a crime (the assault)
in
R v Cousins (1982) CA both defences were available to an accused
on the same facts.
There are
circumstances where a person cannot rely on the statutory defence.
For example, where the person against whom force is to be used is below
the age of criminal responsibility, is insane or is acting in a state of
automatism and would not be capable in law of committing a crime. In these
circumstances, since no crime will have been committed, the person will be
able to rely only on the common law defence. Even then the use of force
must be to resist unlawful force, and persons acting under a disability
such as being under 10 cannot commit an unlawful act.
In both the amount of force used must be reasonable in all the
circumstances.
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The public defence |
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Statutory provisions |
If is necessary to
prevent a crime by causing damage or assaulting an attacker in self-defence,
this is allowed by
s3 Criminal Law Act 1967.
This is what is
referred to as public defence. Preventing a crime is protecting the
public, even if you are defending yourself.
The force used must be
reasonable in the circumstances. What is reasonable is a decision for the
jury.
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s.
3(1) Criminal Law Act 1967 |
" A person may use such force as is reasonable in the circumstances in
the prevention of crime, or in effecting or in assisting in the lawful
arrest of offenders or suspected offenders or of persons unlawfully at
large".
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Article 2 of
the Convention on Human Rights
concerns the most fundamental right of all: the right to life. The
sanctity of life is a principle which finds expression in all civilised
societies throughout the world. But this right can be lawfully
violate in extreme circumstances |
Article 2 provides for the
ultimate use of force in three clearly defined circumstances:
(1) Everyone's right to life
shall be protected by law. No one shall be deprived of his life
intentionally save in the execution of a sentence of a court following his
conviction of a crime for which this penalty is provided by law.
(2) Deprivation of life shall not be regarded as inflicted in
contravention of this Article when it results from the use of force which
is no more than absolutely necessary:
(a) in defence of any person from unlawful violence;
(b) in order to effect a lawful arrest or to prevent the escape of a
person lawfully detained;
(c) in action lawfully taken for the purpose of quelling riot or
insurrection.
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The private defence |
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Defence of property |
In
R v Hussey Lord Parker CJ:
".... where a forcible and violent felony is attempted upon the person of
another, the party assaulted, or his servant, or any other person present,
is entitled to repel force by force, and, if necessary, to kill the
aggressor ....".
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Defence of property |
No more force may be used than is
necessary for the purpose.
Where a person in defending his property
is also acting in the prevention of crime, he may use such force as is
reasonable in the circumstances.
Where no crime is involved, as where there
is merely a trespass, the same rule of reasonable force in the
circumstances is applicable.
It would not, in general, be reasonable to
kill in defence of property alone, although it has been held that a man
may lawfully kill a trespasser who would forcibly dispossess him of
his house (R
v Hussey).
In determining whether the force used was
reasonable the court will take into account all the circumstances of the
case, including the nature and degree of force used, the seriousness of
the evil to be prevented and the possibility of preventing it by other
means.
If the trespass was initially peaceful he
must first request the trespasser to leave
Green v Goddard (1702).
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Why peaceful trespass is effective as a
means of protest |
In
Collins v Renison (1754) it was
held that a defendant is not justified in overturning a ladder on which
the claimant is standing, where the claimant is trespassing on the
defendant’s land and refuses to leave on request he must not wound the claimant while turning him
out of his house
Moriarty v
Brooks (1834).
The growth in trespass as a means of
protest, and the restriction on the amount of force to eject has led to
changes in legislation to create criminal offences of trespass in
specified circumstances, see
Criminal Justice and Public Order Act 1994.and
these have created a series of cases of their own, see
DPP v Bayer (2003) DC.
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Killing in defence of property is not acceptable |
It is difficult to imagine circumstances
today where it would be reasonable to kill a trespasser (unless he
was also offering very serious personal violence).
Forceful resistance would no doubt be in
order (which might unintentionally cause death) but deliberate killing
would be hard to justify given the availability of legal remedies against
unlawful eviction. |
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R v Martin (Anthony Edward) [2001] |
The
Norfolk farmer Tony Martin discovered this when he was convicted of manslaughter
defending his home from burglars one of whom he killed.
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The Private Defence; defence of another |
The defence of
self-defence also extends to defence of another,
Duffy [1967].
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R
v Duffy [1967]
 |
D wounded another
whilst assisting her sister.
Held: acquitting her of unlawful wounding,
Edmund-Davies J.
"there is a
general liberty even as between strangers to prevent a felony..."
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The Concept of Reasonableness & Commensurate force |
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Commensurate to force offered |
Both defences
involve the concept of reasonableness.
Generally, the force
used in self-defence must be roughly commensurate with the threatened
force.
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Whether or not to use force is subjective |
What is reasonable
is judged on the basis of matters as the defendant believed them to be,
whether or not this belief was reasonable in itself.
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Not what a reasonable person would have believed |
The test is a subjective
test; the question is what that particular defendant did believe.
It is not an objective
test; what they should have believed or what a reasonable person would
have believed.
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Even if his is mistaken |
This applies even if
D was mistaken and the force he used was unreasonable as long as it
mistake was genuinely made.
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But, there are limits as to what the courts will accept as
to whether the belief was honestly held |
Gladstone Williams
(1984).
Lord Lane,
"If however the defendant's alleged belief was mistaken and if the
mistake was an unreasonable one, that may be a powerful reason for
coming to the conclusion that the belief was not honestly held and
should be rejected."
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Can an unreasonable belief be honestly held? |
If a belief was
unreasonable then the jury may consider that D did not really hold it
honestly.
Thus a conviction would
still be gained but by following a different route.
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The test is what D honestly believes |
Therefore, the
principle is that defendants are to be judged on the facts, as they
believe them to be. |
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Force against a police officer who is lawfully arresting
you can never be self-defence |
The use of force has to be unlawful force being used
against D.
Browne [1973]
Lowry LJ
"if a police officer is acting lawfully and using only such force as is
reasonable in the circumstances...self defence is not available as a
defence".
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Self
defence can only be used to repel unlawful force |
In
Re:
A (Children) [2000] CA the spectre of an imaginary child under 10
using a machine gun in a playground was held not to be unlawful force, but
quasi-self-defence would allow the child to be stopped.
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Lawful authority, especially in relation to the police |
Lawful means acting
within the law. A police officer will use such reasonable force as is
necessary to fulfil his duties. This includes force making an
arrest, but would not include clipping children round the ear for
misbehaving.
Self-defence is lawful
only against unlawful force.
A person being arrested
is being subjected to lawful for so it is unlawful to assist them or to
resist a lawful arrest.
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Pre-emptive strikes
By a
pre-emptive strike, we mean attacking first (in self defence) to prevent
you from being attacked |
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Threat must be imminent |
Evans v Hughes [1972] QBD
Any threat must be
"imminent" before it could ground a reasonable excuse. |
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There is no duty to retreat before using force |
R v Bird [1985]
CA
Girl attacks male with glass. Evidence that D tried to retreat would
certainly be powerful evidence that he was neither the aggressor nor
seeking revenge, but that was all.
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R v Beckford [1987] PC |
D killed a man who
ran out of the house. A man about to be attacked does not have to wait for
his assailant to strike the first blow circumstances may justify a
pre-emptive strike.
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R v Bullerton (1992) (Jamaica) |
D acquired a
"screech box" next abusive caller received permanent damage to his ear.
This was lawful to use self-defence in anticipation of imminent attack,
rather than wait until a blow had been struck.
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Taking a weapon before leaving home is not OK. Picking up a
weapon to repel an immediate threat may be OK |
Attorney
General's Reference (No. 2 of 1983) [1984]
Lord Lane set out some criteria for pre-emptive strikes.
It does seem clear
that acts immediately preparatory to justifiable acts of self-defence are
also justifiable.
A defence that the
purpose of a knife was for self-defence in case of an attack can cover
possessing an offensive weapon for self-defence.
Provided D could
show lawful authority or reasonable excuse. This is unlikely to succeed if
D armed himself before leaving home, as opposed to picking up a weapon
whilst under fear of an attack.
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The offence of possessing an offensive weapon, included here for the sake
of completeness, (not part of your syllabus) |
S1 (1) Prevention of
Crime Act 1953
"Any person who without lawful authority or reasonable excuse, the proof
whereof shall lie on him, has with him in any public place any offensive
weapon shall be guilty of an offence and shall be liable..."
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S1
(4) amended by the Public Order Act 1986 |
An offensive weapon
is defined as: -
"any article made or adapted for use for causing injury to the person, or
intended by the person having it with him for such use by him or by some
other person." |
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It is
lawful to make petrol bombs to protect yourself, family against unlawful
attack |
Attorney
General’s Reference (No. 2 of 1983) [1984]
D made some petrol bombs (explosives other than for a lawful purpose) in
order to defend himself. Rioters had attacked his shop and he feared
further attacks.
Lord Lane C.J.
"the defence of lawful object is available … if he can satisfy the jury
on balance of probabilities that his object was to protect himself or
his family against imminent apprehended attack and to do so by means
which he believed were no more than reasonably necessary to meet the
force used by the attackers."
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The amount of force:
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Reasonable force
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This is objectively
judged, unlike the decision to defend oneself, which is subjectively
judged.
So, if you think you are
being attacked, no matter how ridiculous your fear is, provided it is
honestly held belief it is OK.
However, if you respond
with force that a responsible and sober onlooker would judge as excessive
then it is not OK.
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Tip |
Think how you would
react if Mike Tyson were going to hit you. Now think how you would react
if your aging law lecturer was going to do the same.
Your response, to
defend yourself would be the same but the amount of force needed would
not.
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Earlier cases were widely criticised as being too subjective |
Court of Appeal
reviewed the situation in
Owino [1996]
The amount of force is to be judged
objectively
Owino is now the test as to whether the
amount of force used was reasonable.
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Scarlet (1993) CA |
Before Owino the amount
of force could be judged subjectively:
D a publican killed
a visitor he ‘bundled’ out of the door and who fell down 5 steps, fatally
striking his head.
Held:
"the jury should not convict unless they are satisfied that the degree
of force used was plainly more than was called for by the circumstances
as he believed them to be and, provided he believed the circumstances
called for the degree of force used, he was not to be convicted even if
his belief was unreasonable".
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R v Owino [1995] CA
 |
D a senior registrar
in microbiology,
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Fractured his
wife’s wrist
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Gave her a black
eye,
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Hit her about the
head causing possible damage to her eardrum, threw her out of the flat,
injuring her right thumb,
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Lifted her up and
put her out of the house.
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In relation to
counts 3 and 4, self-defence was raised.
Held:
A jury must decide
whether a defendant honestly believed that the circumstances were such as
required him to use force to defend himself from an attack or threatened
attack. A defendant must be judged in accordance with his honest belief,
even though that belief may be mistaken.
However, the jury has
then to decide whether the force used was reasonable in the circumstances,
as he believed them to be.
A belief that the
degree of force he was using was reasonable will not enable him to do what
he did. If that argument was correct, then it would justify, for example,
the shooting of someone who was merely threatening to throw a punch, on
the basis that the defendant honestly believed, although unreasonably and
mistakenly, that it was justifiable for him to use that degree of force.
That clearly is not, and cannot be, the law.
The burden was on
the Crown to disprove self-defence.
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This means that the test is now Owino:
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On
the circumstances as D believed (subjectively), was the level of force for
this defendant reasonable (objectively - but in relation to that
particular defendant)? |
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Problems with the use of force |
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Reasonable test is objective in manslaughter
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The belief in the
level of force to be necessary is subjective.
The test for
manslaughter is objective, for example, gross negligence will be decided
by the jury looking at the actions taken by D and decide that the reckless
(or negligent) conduct renders D liable for the crime.
The two do not sit
comfortably together.
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Private Clegg’s use of force |
The most recent
famous case illustrating excessive force is that of Private Clegg. It also
illustrates the unfairness of different rule in manslaughter.
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R v Clegg [1995] HL |
D fired several
shots at a car whilst he was on check point duty in
Northern Ireland. The car was approaching the
checkpoint at speed and did not appear to be going to stop. One of the
passengers was killed. Clegg was charged and convicted of murder.
It was argued that
the House should make new law by creating a new qualified defence - available
to a soldier or police officer acting in the course of his duty - of using
excessive force in self-defence, or to prevent crime, or to effect a lawful
arrest. By doing so it would reduce murder in such cases to
manslaughter.
Held: Lord Lloyd, whilst
not averse to judicial law-making - citing
R v R
as a good example of it –
said that he had no doubt that they should abstain from law-making in the
instant case since the reduction of murder to manslaughter was essentially a
matter for Parliament, and not the courts.
The issue of self defence (and therefore excessive force) did not strictly
arise in this case as when the shot that killed the girl was fired, the
vehicle in which she was travelling had passed Clegg. However, they did
review the law on excessive force.
The Home Office released Clegg which sparked off several riots in
Northern Ireland at the time.
D’s conviction was later quashed on different
grounds.
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Consent |
Consent in relation to
public and private defences, simply because it does not apply; but it may
raise its head in the guise of mistake.
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The position of parents and guardians
smacking children |
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Parents and guardians under common law can chastise their children |
However, not for their
"gratification of rage or passion" Hopley (1868)
A v UK (1998)
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The use of force against
children |
The use of force on a child by its parent or
guardian is lawful.
The law treats children as a discrete group, and
allows parents, and in some cases guardians to assault them to impose
discipline, or moderate correction [R v Hopley (1860) Cockburn CJ].
The Children Act 2004 establishes a Children's Commissioner who is able to
represent the views and interests of children, rather than safeguard their
rights.
The Act allows mild
smacking of children, while barring any physical
punishment which causes visible bruising.
However, corporal punishment of children in
schools has effectively been banned by the
School
Standards and Framework Act 1998, even
though schoolteachers are acting in the place of parents (loco parentis).
Corporal punishment is neither contrary to the
prohibition on torture, inhuman and degrading treatment or punishment
contained in the European Convention for the Protection of Fundamental
Rights and Freedoms (1950), A v United Kingdom (Human Rights:
Punishment of Child) [1998] ECtHR.
Many people consider the use of force
against children should be unlawful. |
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Searching schoolchildren and Further
Education students for weapons |
Sec 47 of the
Violent Crime Reduction Act 2006 allows head teachers and college
principals and persons they have authorised to search pupils for weapons,
to seize weapons and to use force to do so.
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Children & Young Persons Act 1933 |
Section 1
(1) If any person who has attained the age of sixteen years and [has
responsibility for] any child or young person under that age, wilfully
assaults ... in a manner likely to cause him unnecessary suffering or
injury to health ... person shall be guilty of a misdemeanour, and shall
be liable--
... to a fine ... or to imprisonment.
(7) Nothing in this section shall be construed as affecting the right of
any parent, teacher, or other person having the lawful control or charge
of a child or young person to administer punishment to him. |
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Abolition of corporal punishment in schools. |
The
School
Standards and Framework Act 1998 Section 131 effectively prohibits
corporal punishment (by a teacher or any other employee) in any school
(including private schools) to a child under 18.
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Threat of war |
The use of force to defend against a possible war is
discussed in "mistake"
here. |
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Jack Straw's proposals |
The Ministry of Justice has published measures on the use of force when
tackling criminals. The statement follows up the political statement by
Jack Straw at the Labour Party conference in September 2007.
The proposal is to amend the Criminal Justice and Immigration Bill. They
are intended to give the public confidence that the law is on their side
if they act reasonably in using force, including the fact that:
- they acted instinctively;
- they feared for their safety or that of others, and acted based on their
perception of the threat faced and the scale of that threat;
- the level of force used was not excessive or disproportionate in the
circumstances as they viewed them.
The amendments attempt to clarify the existing common law defences and the
statutory provisions under the Criminal Law Act 1967. The Criminal Justice
and Immigration Bill was published in June 2007. |